A Simplified Analytical Method for the Deformation of Pile Foundations Induced by Adjacent Excavation in Soft Clay

The development of foundation excavations in congested urban areas inevitably induces stress release and soil movements, resulting in additional lateral deflections in adjacent pile foundations, commonly referred to as passive loading piles. Prior research on pile deflection resulting from nearby excavations primarily focused on single-pile behavior and paid little attention to the characteristics of pile groups. This paper presents a two-step approach to predicting the behavior of pile deformation resulting from nearby excavation. Firstly, Mindlin solution in combination with the double Gauss-Legendre formula is employed to calculate the additional lateral stress acting on the centerline of the passive pile resulting from nearby excavations. Secondly, the equation governing the deflection of the passive pile is determined using the Pasternak foundation model and solved using the finite difference method. On the basis of the Mindlin equation, shielding influence among piles is developed and applied to the analysis of a laterally loaded passive pile group. Last but not least, the accuracy of the presented approach is validated by comparing the results from two published centrifuge model tests with single piles and pile groups, and good agreements are obtained. Generally, the recommended two-step approach presents effective insight into the interaction between the excavation, soil, and pile, taking into account the influence of the shielding effect between piles. It can be applied as an alternative method for the conservation evaluation of the deformation tendency of pile foundation deformation in the pre-design of nearby excavations.

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