Key Factors Affecting the Deformation and Failure of Surrounding Rock Masses in Large-Scale Underground Powerhouses

The stability of the surrounding rock masses of underground powerhouses is always emphasized during the construction period. With the general trends toward large-scale, complex geological conditions and the rapid construction progress of underground powerhouses, deformation and failure issues of the surrounding rock mass can emerge, putting the safety of construction and operation in jeopardy and causing enormous economic loss. To solve these problems, an understanding of the origins and key affecting factors is required. Based on domestic large-scale underground powerhouse cases in the past two decades, key factors affecting the deformation and failure of the surrounding rock mass are summarized in this paper. Among these factors, the two most fundamental factors are the rock mass properties and in situ stress, which impart tremendous impacts on surrounding rock mass stability in a number of cases. Excavation is a prerequisite of surrounding rock mass failure and support that is classified as part of the construction process and plays a pivotal role in preventing and arresting deformation and failure. Additionally, the layout and structure of the powerhouse are consequential. The interrelation and interaction of these factors are discussed at the end of this paper. The results can hopefully advance the understanding of the deformation and failure of surrounding rock masses and provide a reference for design and construction with respect to hydroelectric underground powerhouses.

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