Investigation on Disaster Mechanism of Diversion Tunnel Induced by Gripper TBM in Hydrokarst Erosion Stratum and Engineering Measures

In gripper tunnel boring machine (TBM) tunneling through complex geological formations, the safe and efficient recovery from large-scale collapses remains a formidable challenge. In this study, we investigate the causes of a 1246 m3 collapse that occurred during the gripper TBM tunneling in the diversion tunnel in Xinjiang, China. Various techniques including TSP seismic waves, CFC advanced water exploration, laboratory point load tests and packer permeability tests were employed for thorough research. The examination discloses that the water softening in biotite-quartz schist in fractured zones contributes significantly to the loosening and dislocation of rock layers along joints. The gripper TBM’s cutterhead exacerbates this process through cutting action and vibrations, causing large-scale instability and eventual rock mass collapse. To tackle this engineering problem, we propose a three-step treatment scheme comprising “Reinforcement-Backfill-Re-excavation”. Furthermore, we propose a technique to handle TBM collapses by creating a “protective shell” within the cavity. The safety and feasibility of these proposed solutions were thoroughly validated through numerical simulations. Also, we utilized the Hoek-Brown theory and Rostami prediction formula to establish recommended values for the total thrust and total torque of the TBM during the collapsed section. The proposed treatment scheme and estimated parameters were successfully applied, resulting in a comprehensive solution from collapse handling to tunneling. This study offers valuable details on effectively managing large-scale collapses in gripper TBM tunneling, which can be useful for similar tunnel engineering and improve safety and efficiency.

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